IMPORTANT CONSUMER INFORMATION
This web site does not constitute an offer of securities
in any jurisdiction. Neither business transactions nor
communications related to securities and/or personalized
investment advice for compensation can be made without
full compliance with your state's registration requirements.
Securities offered through LPL Financial, Member FINRA/SIPC
Licensed to Sell Life Insurance in all states except
Alaska, Arkansas, Illinois, Kansas, Montana, New Mexico,
North Dakota, Oregon, South Dakota, West Virginia and
Registered to Offer Securities in all states except
Alaska, North Dakota, Oregon, South Dakota, Utah and
We recognize and respect your privacy expectations,
whether you are a potential client, a current client,
or even a former client.
Collection of Information
We may collect nonpublic personal information about
you from the following sources:
- Applications and other forms that may include your
name, address and social security number, written
and electronic correspondence and telephone contacts.
- Account history including information about the
transactions and balances in your accounts with our
affiliates or us.
Disclosure of Information
We may share the information we collect (described
above) with our affiliates but only with our clients'
permission. We may also disclose this information as
required by law. We do not sell your personal information
to third parties for their independent use.
Confidentiality and Security of Information
We restrict access to nonpublic personal information
about you to our employees who need to know such information
to provide products and services to you. We maintain
physical, electronic and procedural safeguards that
comply with federal standards to guard your nonpublic